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Date: March 11, 2019 Jurisdictions: Alberta, British Columbia, Newfoundland and Labrador, Quebec, Saskatchewan
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report: March 6, 2019 (Date of earliest event reported) E*TRADE Financial Corporation (Exact name of Registrant as Specified in its Charter) 11 Times Square, New Y...
Date: February 22, 2019 Jurisdictions: Alberta, British Columbia, Newfoundland and Labrador, Quebec, Saskatchewan
Date: February 21, 2019 Jurisdictions: Alberta, British Columbia, Newfoundland and Labrador, Quebec, Saskatchewan
Exhibit 31.2 CERTIFICATION PURSUANT TO RULE 13a-14(a)/15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Chad E. Turner, certify that: 1. I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of E*TRADE Financial Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fa...
Exhibit 31.1 CERTIFICATION PURSUANT TO RULE 13a-14(a)/15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Karl A. Roessner, certify that: 1. I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of E*TRADE Financial Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material ...
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission File Number 1-11921 E TRADE Financial Corporation (Exact Name of Registrant as Specified in its ...
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission File Number 1-11921 E TRADE Financial Corporation (Exact Name of Registrant as Specified in its Charter) Delaware...
Exhibit 31.2 CERTIFICATION PURSUANT TO RULE 13a-14(a)/15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Chad E. Turner, certify that: 1. I have reviewed this Annual Report on Form 10-K of E*TRADE Financial Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat...
Exhibit 31.1 CERTIFICATION PURSUANT TO RULE 13a-14(a)/15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Karl A. Roessner, certify that: 1. I have reviewed this Annual Report on Form 10-K of E*TRADE Financial Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a m...
Table of Contents ITEM 7. MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (MD&A) The following discussion should be read in conjunction with the consolidated financial statements and related notes included in Item 8. Financial Statements and Supplementary Data. OVERVIEW E*TRADE is a financial services company that provides br...