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Date: February 15, 2019 Jurisdictions: All jurisdictions
February 8, 2019 Sally Haldenby Haba, Vice President Caldwell Investment Management Limited 150 King Street West Suite 1702 Toronto, ON M5H 1J9 Dear Ms. Haldenby Haba, RE: National Instrument 81-102 Compliance Report as at December 31, 2018 (the Effective Date) for the Caldwell Mutual Funds Please accept this letter as confirmation that CIBC Mellon Trust Company satisfies the requirements of a custodian as outlined in Section 6.2 of...
Date: September 28, 2018 Jurisdictions: All jurisdictions
Microsoft Word - DOCS-#18309049-v3-CUSDAF_-_Report_of_Voting_Results.DOCX CALDWELL U.S. DIVIDEND ADVANTAGE FUND Special Meeting of Unitholders Toronto, Ontario September 28, 2018 REPORT OF VOTING RESULTS In accordance with section 16.3 of National Instrument 81-106 Investment Fund Continuous Disclosure The following matter was voted on at...
Microsoft Word - DOCS-#18310600-v1-CUSDAF_-_Press_Release_-_Meeting_Results.DOCX DOCS 18310600v1 CALDWELL U.S. DIVIDEND ADVANTAGE FUND ANNOUNCES UNITHOLDER APPROVAL OF CONVERSION TO OPEN-END MUTUAL FUND Not for distribution to U.S. newswire services or for dissemination in the United States. TORONTO, ONTARIO (September 28, 2018) Caldwell Investment...
Date: August 30, 2018 Jurisdictions: All jurisdictions
Microsoft Word - DOCS-#18202527-v8-CUSDAF_Circular.DOCX NOTICE OF SPECIAL MEETING OF THE UNITHOLDERS OF CALDWELL U.S. DIVIDEND ADVANTAGE FUND August 27, 2018 Dear Unitholder: You are invited by Caldwell Investment Management Ltd. (the Manager) to attend the special meeting (the Meeting) of the holders (the Unitholders) of units (the Units) of Caldwell...
Microsoft Word - Proxy final draft.doc Appointment of Proxyholder I/We, being holder(s) of units of Caldwell U.S. Dividend Advantage Fund (the Fund), hereby appoint: Richard Faiella, or, failing him, Sally Haldenby Haba OR _______________________________________________________________ Print the name of the person you are appointing if this person is someone othe...
Microsoft Word - DOCS-#18229251-v2-Caldwell_US_Dividend_Advantage_Fund_-_Abridgement_Certificate.DOCX TO: British Columbia Securities Commission Alberta Securities Commission Financial and Consumer Affairs Authority of Saskatchewan, Securities Division Manitoba Securities Commission Ontario Securities Commission Autorit des marches financiers Financial and Consumer Serv...
Microsoft Word - DOCS-#18202527-v8-CUSDAF_Circular.DOCX SPECIAL MEETING OF THE UNITHOLDERS OF CALDWELL U.S. DIVIDEND ADVANTAGE FUND to be held at 10:00 a.m. on September 28, 2018 at McCarthy Ttrault LLP 66 Wellington Street West, Suite 5300 Toronto, Ontario M5K 1E6 NOTICE OF SPECIAL MEETING and MANAGEMENT INFORMATION CIRCULAR NOT...
Date: August 23, 2018 Jurisdictions: All jurisdictions
A9R4592.tmp.pdf MATERIAL CHANGE REPORT PART 11 OF NATIONAL INSTRUMENT 81-106 1. Name and Address of Reporting Issuer Caldwell U.S. Dividend Advantage Fund (the Fund) c/o Caldwell Investment Management Ltd. Suite 1702, P.O. Box 47 150 King Street West Toronto, Ontario M5H 1J9 2. Date of Material Change August 15, 2018 3. News Release A news release ...
Date: August 15, 2018 Jurisdictions: All jurisdictions
________________________________________________________________________________________________________________________ 150 KING STREET WEST, SUITE 1702, P.O. BOX 46, TORONTO, ONTARIO, M5H 1J9 TEL: 416-593-1798 1-800-256-2441 FAX: 416-862-2498 www.caldwellinvestment.com 1 Caldwell Investment Management Ltd. _________________________________...