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Date: January 30, 2017 Jurisdictions: All jurisdictions
Microsoft Word - OSC NOTICE of Withdrawal.doc Ontario Commission des P.O. Box 55, 20th Floor CP 55, 19e tage Securities valeurs mobilires 20 Queen Street West 20, rue queen ouest Commission de lOntario Toronto ON M5H 3S8 Toronto ON M5H 3S8 OSC NOTICE TO PUBLIC ISSUER: RiverNorth U.S. CEF Income Fund DATES: Preliminary Long Form Prospectus dated December 22, 2...
Date: January 5, 2017 Jurisdictions: All jurisdictions
Microsoft Word - DOCS-#16233661-v3-RN_Prelim__Press_Release.docx ...
Date: December 29, 2016 Jurisdictions: Ontario
December 21, 2016 In the Matter of the Securities Legislation of Ontario (the Jurisdiction) and In the Matter of the Process for Exemptive Relief Applications in Multiple Jurisdictions and In the Matter of BMO Nesbitt Burns Inc. (the Filer) Decision Background The securities regulatory authority or regulator in the Juri...
Microsoft Word - DOCS-#15993206-v2-Relief_Application_-_October_2016.DOCX APPENDIX B VERIFICATION STATEMENT ONTARIO SECURITIES COMMISSION Box 55, Suite 1903 - 20 Queen St. W. Toronto, ON M5H 3S8 Attention: Director, Capital Markets [email protected] The undersigned hereby authorizes the making and filing of the attached application by McCarthy Ttrau...
Microsoft Word - DOCS-#15993206-v2-Relief_Application_-_October_2016.DOCX McCarthy Ttrault LLP PO Box 48, Suite 5300 Toronto-Dominion Bank Tower Toronto ON M5K 1E6 Canada Tel: 416-362-1812 Fax: 416-868-0673 Andrew Armstrong Partner Direct Line: (416) 601-8310 Direct Fax: (416) 868-0673 Email: [email protected] Assistant: Michelle Thomas Direct Line: 416-601-8200 (...
Date: December 22, 2016 Jurisdictions: All jurisdictions
Microsoft Word - DOCS-#16177737-v6-BMO_-_RiverNorth_-_Prospectus_provisoire Un exemplaire du prsent prospectus provisoire a t dpos auprs de lautorit en valeurs mobilires de chacune des provinces et de chacun des territoires du Canada; toutefois, ce document nest pas encore dans sa forme dfinitive en vue du placement de titres. Les renseignements quil contient...
Microsoft Word - DOCS-#15464388-v15-River_North_Fund_-_Preliminary_Prospectus.DOCX A copy of this preliminary prospectus has been filed with the securities regulatory authorities in each of the provinces and territories of Canada but has not yet become final for the purpose of the sale of securities. Information contained in this preliminary prospectus may not be complet...
Preliminary Receipt Ontario Securities Commission Commission des valeurs mobilires de lOntario 22nd Floor 20 Queen Street West Toronto ON M5H 3S8 22e tage 20, rue queen ouest Toronto ON M5H 3S8 RECEIPT RiverNorth U.S. CEF Income Fund This is the receipt of the Ontario Securities Commission for the Preliminary Long Form Prospectus of the above Issuer ...