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Date: March 13, 2024 Jurisdictions: British Columbia
Create report of exempt distribution (Form 45-106F1) Form 45-106F1 Report of Exempt Distribution ITEM 1 - REPORT TYPE New report Amended report If amended, provide filing date of report that is being amended. (YYYY-MM-DD) ITEM 2 - PARTY CERTIFYING THE REPORT Indicate the party certifying the report (select only one). For guidance regarding whether an ...
Date: February 1, 2024 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2024 Stem Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-55751 61-1794883 (State or Othe...
Date: January 25, 2024 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
Microsoft Word - Stem - Press Release re CTO (January 2024)(76297654.1) Final Stem Holdings Announces Delay in Annual Filings and Expected Cease Trade Order January 24, 2024 BOCA RATON, Fla. Stem Holdings, Inc. (OTCQB: STMH CSE: STEM) (the "Company" or "Stem"), a leading vertically-integrated cannabis and hemp company with state-of-the-art cultivat...
Date: January 9, 2024 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 000-55751 NOTIFICATION OF LATE FILING (Check One): Form 10-K Form 11-K Form 20-F Form 10-Q Form N-SAR For Period Ended: September 30, 2023 Transition Report on Form 10-K Transition Report on Form 10-Q Transition Report on Form 20-F Tr...
Date: December 14, 2023 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
SUPPLEMENTAL INDENTURE Supplemental Indenture, dated as of December 1, 2023 among STEM HOLDINGS, INC., a corporation duly organized and existing under the laws of Nevada (the Corporation) and OLYMPIA TRUST COMPANY, a trust company duly organized and existing under the laws of Alberta, as trustee (the Indenture Trustee). RECITALS OF THE CORP...
Date: November 30, 2023 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
Microsoft Word - Stem - Press Release - Approval of Debenture Amendments(75235413.1) Stem Holdings Announces Approval of Debenture Repricing November 30, 2023 BOCA RATON, Fla. Stem Holdings, Inc. (OTCQB: STMH CSE: STEM) (the Company or Stem), a leading vertically-integrated cannabis and hemp company with state-of-the-art cultivation, processing, extraction, r...
Date: November 29, 2023 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
Please print appointee name STEM HOLDINGS, INC (the Company) FORM OF PROXY Meeting of Holders of 8% Senior Unsecured Convertible Debentures to be held on November 29, 2023 at 11 AM (Toronto time) at Dentons Canada LLP, 77 King Street West, Suite 400, Toronto-Dominion Centre, Toronto, Ontario (the Meeting) Proxies must be r...
STEM HOLDINGS, INC. NOTICE OF MEETING and INFORMATION CIRCULAR MEETING OF HOLDERS OF 8.00% SENIOR UNSECURED CONVERTIBLE DEBENTURES (THE "DEBENTURES") to be held on November 29, 2023 with respect to AN EXTRAORDINARY RESOLUTION TO AMEND THE TERMS OF THE DEB...
i STEM HOLDINGS, INC. NOTICE OF MEETING OF HOLDERS OF DEBENTURES TO BE HELD ON NOVEMBER 29, 2023 NOTICE IS HEREBY GIVEN that the meeting (the "Meeting") of the holders ("Debentureholders") of 8.00% senior unsecured convertible debentures (the "Debentures") of STEM HOLDINGS, INC. (the "Corporation") issued and outstanding under a debentu...
Date: August 21, 2023 Jurisdictions: Alberta, British Columbia, Manitoba, New Brunswick, All Jurisdictions, Nova Scotia, Ontario, Price Edward Island, Saskatchewan
EXHIBIT 31.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) I, Matthew J. Cohen, certify that: 1. I have reviewed this Form 10-Q for the period ended June 30, 2023, of Stem Holdings, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa...