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Date: April 29, 2024 Jurisdictions: Alberta, British Columbia, Ontario
April 29, 2024 DelphX Capital Markets Inc. Managements Discussion and Analysis For the Years Ended December 31, 2023 and 2022 DelphX Capital Markets Inc. MANAGEMENTS DISCUSSION AND ANALYSIS For the Years Ended December 31, 2023 and 2022 MD&A April...
FORM 52-109FV1 CERTIFICATION OF ANNUAL FILINGS VENTURE ISSUER BASIC CERTIFICATE I, William Hahn, Chief Financial Officer of DelphX Capital Markets Inc., certify the following: 1. Review: I have reviewed the AIF, if any, annual financial statements and annual MD&A, including, for greater certainty, all documents and information that are incorporated by reference in the AIF (together, the annual filings) ...
FORM 52-109FV1 CERTIFICATION OF ANNUAL FILINGS VENTURE ISSUER BASIC CERTIFICATE I, Patrick Wood, Chief Executive Officer of DelphX Capital Markets Inc., certify the following: 1. Review: I have reviewed the AIF, if any, annual financial statements and annual MD&A, including, for greater certainty, all documents and information that are incorporated by reference in the AIF (together, the annual filings) ...
Date: April 29, 2024 Jurisdictions: Alberta, Ontario
Create participation fee form FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS PARTICIPATION FEE MANAGEMENT CERTIFICATION I, HAHN, William, an officer of the reporting issuer noted below have examined this Form 13-502F1 (the Form) being submitted hereunder to the Ontario Securities Commission and certify that to my knowledge, having exercised reasonable...
Create participation fee form Note: [01 Mar 2017] The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative. FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS PARTICIPATI...
Date: April 24, 2024 Jurisdictions: Alberta, British Columbia, Ontario
Microsoft Word - DelphX press release dated April 24, 2024 NEWS RELEASE DELPHX ANNOUNCES CLOSING OF NON-BROKERED UNIT FINANCING Toronto April 24, 2024 DelphX Capital Markets Inc. (TSXV: DELX) (OTCQB: DPXCF) (DelphX), a leader in the development of new classes of structured products for the fixed income market, is plea...
Date: March 19, 2024 Jurisdictions: Alberta, British Columbia, Ontario
Microsoft Word - PR - Castle Placement March 2024 NEWS RELEASE DelphX Signs Agreement with Castle Placement, LLC to Expand Reach of Credit Rating Security (CRS) Product Toronto March 19, 2024 DelphX Capital Markets Inc. (TSXV: DELX) (OTCQB: DPXCF) (DelphX), a leader in the development of new classes of structured pro...
Date: February 9, 2024 Jurisdictions: British Columbia, Ontario, Quebec
Create report of exempt distribution (Form 45-106F1) Form 45-106F1 Report of Exempt Distribution ITEM 1 - REPORT TYPE New report Amended report If amended, provide filing date of report that is being amended. (YYYY-MM-DD) ITEM 2 - PARTY CERTIFYING THE REPORT Indicate the party certifying the report (select only one). For guidance regarding whether an ...
Date: February 5, 2024 Jurisdictions: Alberta, British Columbia, Ontario
Microsoft Word - PR - Barry Finklestein Feb 1-24 - DelphX NEWS RELEASE DelphX Expands Credit Rating Security (CRS) Team with Addition of Industry Expert Barry Finklestein Toronto February 5, 2024 DelphX Capital Markets Inc. (TSXV: DELX) (OTCQB: DPXCF) (DelphX), a leader in the development of new classes of structured products for the fixed...
Date: January 30, 2024 Jurisdictions: Alberta, British Columbia, Ontario
Microsoft Word - PR - Private Placement closing January 30 2024 DelphX NEWS RELEASE DELPHX ANNOUNCES CLOSING OF NON-BROKERED UNIT FINANCING Toronto January 30, 2024 DelphX Capital Markets Inc. (TSXV: DELX) (OTCQB: DPXCF) (DelphX), a leader in the development of new classes of structured products for the fixed income mar...